Catella är noterat på Mid Cap vid Nasdaq Stockholm sedan 2016 och lyder under befattningshavare samt internrevisions-, compliance- och riskfunktionerna.

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Fuel Tech Inc. Fuel Tech Regains Compliance with NASDAQ Minimum Bid Price Requirement (Businesswire). 2020-12-07 13:00. Fuel Tech, Inc. (NASDAQ: 

Under certain circumstances, to ensure that the company can sustain long-term compliance, Nasdaq may require the closing bid price to equal or to exceed the $1.00 minimum bid price requirement for 2020-05-15 · Nasdaq delays rule change expediting delisting process for certain bid price compliance issues. In April, the SEC approved a Nasdaq rule change to expedite delisting (1) for securities with a closing bid price at or below $0.10 for ten consecutive trading days during any bid price compliance period and (2) for securities that have had one or more reverse stock splits with a cumulative ratio of 2020-11-27 · Nasdaq's determination is based on the Company meeting the continued listing requirement for market value of publicly held shares and all other applicable requirements for initial listing on the Capital Market with the exception of the bid price requirement, and the Company's written notice of its intention to cure the deficiency during the second compliance period by effecting a reverse stock 2020-08-10 · Because the Company has regained compliance with NASDAQ Listing Rule 5550 (a) (2), the Company will cancel the scheduled special meeting, and intends to schedule and hold its annual meeting of 2021-01-26 · If at any time before July 26, 2021, the bid price of the Company’s common shares closes at or above US$1.00 per share for a minimum of 10 consecutive business days, Nasdaq will provide written San Diego, California--(Newsfile Corp. - May 20, 2020) - Sphere 3D Corp. (NASDAQ: ANY), a company delivering containerization, virtualization, and data management solutions, announced today that on May 19, 2020 it received written notification from The Nasdaq Stock Market LLC informing the company that it has regained compliance with Nasdaq Listing Rule 5550(a)(2) to maintain a minimum bid MASSIVE! CTRM STOCK UPDATE, STOCK CLOSED ABOVE $1, WILL CASTOR MARITIME STOCK REGAIN NASDAQ COMPLIANCE?Money makers sharing their analysis on CASTOR MARITIME NanoVibronix, Inc., (NASDAQ: NAOV), a medical device company that produces the UroShield® and PainShield® Surface Acoustic Wave (SAW) Portable Ultrasonic Therap NanoVibronix Regains Nasdaq Compliance | Placera Nasdaq had previously notified the Company of its non-compliance with Listing Rule 5450(a)(1) on October 11, 2019, following 30 consecutive business days for which the closing bid price of the 2020-07-27 · Hallmark Financial Announces Nasdaq Compliance. July 27, 2020 16:35 ET | Source: Hallmark Financial Services, Inc. DALLAS, July 27, 2020 (GLOBE NEWSWIRE) -- Hallmark Financial Services Abraxas Petroleum Corporation (“Abraxas” or the “Company”) (NASDAQ:AXAS) today announced that on November 2, 2020 it received a confirmation letter from The NASDAQ Stock Market LLC ("NASDAQ") that it has regained compliance with Nasdaq Listing Rule 5550(a)(2), which requires a minimum average closing price of $1.00 per share over a period of 10 consecutive trading days. IRVING, Texas, Feb. 10, 2021 (GLOBE NEWSWIRE) -- Exela Technologies, Inc. (“Exela” or “ the Company”) (NASDAQ: XELA), a global business process automation (BPA) leader, today announced 2020-09-08 · In accordance with NASDAQ Marketplace Rule 5810(c)(3)(A), Nasdaq staff determined that the Company was eligible for an additional 180-day period to regain compliance based on the Company meeting Nasdaq First North Growth Market is an alternative market, operated by the different exchanges within Nasdaq.

Nasdaq compliance

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In most cases, a company is added to the list five business days after Nasdaq 2020-04-20 2020-11-26 2021-04-12 The Qualification, Listing and Delisting of Companies →. 5000. Nasdaq Listing Rules. 5100.

We are now looking for a Compliance Officer to join our Nasdaq Compliance team in Stockholm. Nasdaq is recognized around the globe as a diversified 

Under the terms of the extension, the  Plug Power receives 'expected' Nasdaq non-compliance notice. Published: March 18, 2021 at 4:38 p.m.

Nasdaq notified U.S. Well Services (USWS) that it has regained compliance with minimum bid price requirement

Each company must meet at least one of the four requirement sets, as well as the main rules for all companies. In addition to these requirements, Add symbols now or see the quotes that matter to you, anywhere on Nasdaq.com. Start browsing stocks, funds and ETFs, and more asset classes. On April 17, 2020, as a result of the coronavirus (“COVID-19”) pandemic, the Securities and Exchange Commission approved changes to the Nasdaq Listing Rules to temporarily permit a longer period of time for Nasdaq listed companies to regain compliance with the bid price and market value of publicly held shares continued listing requirements by tolling the applicable compliance periods through and including June 30, 2020. If a company is in violation of the continued listing standards for a period of 30 consecutive days, the NASDAQ sends a "deficiency notice." The most common reasons for a deficiency notice are a Until May 14, 2012, Boston Options Exchange (BOX) was regulated as a facility of NASDAQ BX (fka NASDAQ OMX BX). BOX is now operated as a separate self-regulatory organization. NASDAQ BX does not have an ownership interest in BOX. (f) The "Listing Qualifications Department" is the department of Nasdaq responsible for evaluating Company compliance with quantitative and qualitative listing standards and determining eligibility In that time frame, if the company closes at or above a $1/share bid price for ten consecutive days, the Nasdaq will inform the company that it has regained compliance, and close the issue.

Nasdaq compliance

Get the latest stock market news, stock information & quotes, data analysis reports, as well as a general overview of the market landscape from Nasdaq. If a company fails to comply with the minimum requirements during the first grace period or any second grace period, Nasdaq will issue a delisting letter to the company. As with the deficiency Each trading day, Nasdaq publishes a list of Nasdaq issues that are pending suspension or delisting. An issue will appear on this list the first trading day after the issuer provides Nasdaq with notification of its intent to voluntarily delist. Catalyst On Monday, if the price stays as high as it has been, ASRT will have stayed above $1 for 10 consecutive days and will fufill the NASDAQ 10 day compliance rule. After this point, the price will fly. My short term PT is $3 or more (>100% gains).
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Nasdaq compliance

5200. General Procedures and Prerequisites for Initial and Continued Listing on The Nasdaq Stock Market.

About Aeterna Zentaris Inc. 2020-12-30 · SAN DIEGO, Dec. 30, 2020 (GLOBE NEWSWIRE) -- Bionano Genomics, Inc. (Nasdaq: BNGO), announced today that Nasdaq has granted the Company an additional 180-day compliance period, or until June 28 Nasdaq will provide all compliance determinations, in writing, to the company. Under certain circumstances, to ensure that the company can sustain long-term compliance, Nasdaq may require the closing bid price to equal or to exceed the $1.00 minimum bid price requirement for more than 10 consecutive business days before determining that a company complies. We are now looking for a Compliance Officer to join our Nasdaq Compliance team in Stockholm. Nasdaq is recognized around the globe as a diversified worldwide financial technology, trading and information services provider to the capital markets serving businesses and investors from over 50 offices in 26 countries across six continents – and in every capital market.
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Get a brief overview of SHARP COMPLIANCE CORP financials with all the important numbers. View the SHARP COMPLIANCE CORP NASDAQ. Följ Följer 

2020-11-26 · The Nasdaq has four sets of listing requirements. Each company must meet at least one of the four requirement sets, as well as the main rules for all companies. Key Takeaways 2 dagar sedan · Nasdaq Initiatives Nasdaq Responds to Covid-19; TotalMarkets; Public Policy Advocacy; Sustainability at Nasdaq; Nasdaq Entrepreneurial Center; Nasdaq Ventures; Nasdaq and the Cloud The Qualification, Listing and Delisting of Companies →. 5000.


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AcadeMedia publishes prospectus for Initial Public Offering on Nasdaq the registration requirements of the Securities Act and in compliance with any 

Orbital Energy Group, Inc. (NASDAQ: OEG), formerly 2020-12-11 · Canadian cannabis company Sundial to transfer listing to Nasdaq to allow for 180-day compliance period Published: Dec. 11, 2020 at 8:12 a.m. ET WHY- Is compliance Important.-Compliance is important in order to stay listed with NASDAQ.-Staying listed promotes retail and institutional investor confidence in CTRM towards company growth and continuation of trading the company’s stock on the Nasdaq exchange. HOW- Will CTRM gain compliance. Under certain circumstances, to ensure that the company can sustain long-term compliance, Nasdaq may require the closing bid price to equal or to exceed the $1.00 minimum bid price requirement for 2020-05-15 · Nasdaq delays rule change expediting delisting process for certain bid price compliance issues. In April, the SEC approved a Nasdaq rule change to expedite delisting (1) for securities with a closing bid price at or below $0.10 for ten consecutive trading days during any bid price compliance period and (2) for securities that have had one or more reverse stock splits with a cumulative ratio of 2020-11-27 · Nasdaq's determination is based on the Company meeting the continued listing requirement for market value of publicly held shares and all other applicable requirements for initial listing on the Capital Market with the exception of the bid price requirement, and the Company's written notice of its intention to cure the deficiency during the second compliance period by effecting a reverse stock 2020-08-10 · Because the Company has regained compliance with NASDAQ Listing Rule 5550 (a) (2), the Company will cancel the scheduled special meeting, and intends to schedule and hold its annual meeting of 2021-01-26 · If at any time before July 26, 2021, the bid price of the Company’s common shares closes at or above US$1.00 per share for a minimum of 10 consecutive business days, Nasdaq will provide written San Diego, California--(Newsfile Corp. - May 20, 2020) - Sphere 3D Corp. (NASDAQ: ANY), a company delivering containerization, virtualization, and data management solutions, announced today that on May 19, 2020 it received written notification from The Nasdaq Stock Market LLC informing the company that it has regained compliance with Nasdaq Listing Rule 5550(a)(2) to maintain a minimum bid MASSIVE!

vid Lunds universitet, och Mateo David, Head of legal and compliance vid Sony Mobile, Markus Mild, Principal Compliance Analyst, Nasdaq.

19 Mar 2021 Plug Power Receives Compliance Warning From Nasdaq. The hydrogen fuel-cell company recently announced it is reissuing a few years of  17 Feb 2021 CNW/ - Sundial Growers Inc. (NASDAQ: SNDL) ("Sundial" or the "Company") today announced that the Nasdaq Stock Market ("Nasdaq") has  Sphere 3D Regains Nasdaq Compliance. San Diego, California--(Newsfile Corp. - May 20, 2020) - Sphere 3D Corp. (NASDAQ: ANY), a company delivering  9 Mar 2021 Ebix Inc. has received a notice from US-based stock exchange NASDAQ about the company's failure to file its Annual Report for on Form 10K  13, 2017 -- Super Micro Computer, Inc. (NASDAQ:SMCI), a global leader in Supermicro Announces Filing of Compliance Plan with NASDAQ Stock Market. Gevo Regains Compliance with NASDAQ Minimum Bid Price Listing it has received a letter from The NASDAQ Stock Market LLC notifying the Company that it  Proven in the world's fastest and largest markets, SMARTS market surveillance and compliance solutions from NASDAQ OMX are the industry benchmark for the   15 May 2020 In April, the SEC approved a Nasdaq rule change to expedite for ten consecutive trading days during any bid price compliance period and (2)  12 Feb 2021 Seanergy Maritime Holdings has regained compliance with listing on the Nasdaq stock exchange by satisfying its minimum bid-price  10 Feb 2021 Exela Announces Compliance with Nasdaq Listing Standard IRVING, Texas, February 10, 2021 -- Exela Technologies, Inc. (“Exela” or “ the  10 Dec 2020 Accordingly, the Company has regained compliance with NASDAQ Listing Rule 5550(a)(2) and this matter is now closed. About Orbital Energy  12 May 2020 a company falls out of compliance with Nasdaq's US$1.00 minimum bid price standard (which occurs if a company's shares trade below US$1.00  20 Apr 2020 As of April 17, 2020, Nasdaq will temporarily permit companies that are out of compliance with these listing requirements additional time to regain  4 May 2020 The Nasdaq Stock Market (Nasdaq) has extended the compliance period for its price-based listing requirements, and provided guidance in a  17 Apr 2020 Delayed compliance timeline for new instances of non-compliance – while the NASDAQ Listing Qualifications staff will continue notifying  4 Sep 2020 A company generally can regain compliance with the bid-price requirement by maintaining a $1.00 closing bid price for a minimum of ten  18 Apr 2020 In an immediately effective rule change approved by the SEC, Nasdaq will permit a longer period of time for companies to regain compliance  4 Aug 2020 (NASDAQ: ONTX), a Phase 3 stage biopharmaceutical company focused on discovering and developing novel products to treat cancer, with an  22 Apr 2020 crisis on the public equity markets, Nasdaq is extending the time it will give a listed company to regain compliance with Nasdaq's listing La Jolla Pharmaceutical of California, USA, says that it has received a notice from the Nasdaq Stock Market indicating that the company is not in compliance with  Nasdaq Stockholm also operates First North, an MTF in Sweden that is subject to a separate Rulebook.

4. Depositary. 7. Corporate Governance. 7. Sales of Securities  To regain compliance, the closing bid price of the common shares of the Company (the "Common Shares") on the Nasdaq Capital Market will need to be at least  12 Feb 2021 (the “Company”) (NASDAQ: SHIP) announced today that the Nasdaq Stock Market has confirmed that the Company has regained compliance  and is removed from the list one business day after Nasdaq determines that the company has regained compliance or no longer trades on Nasdaq.